Job description
Primary Job Responsibilities
The position will be responsible for supporting all aspects of the registration and licensing processes to ensure that the regulatory requirements for the Firm and its registered employees are compliant.
The individual will also be responsible for helping to maintain registration records and procedures; assist with the review and interpretation of disclosure records for current and prospective employees; and ensure licensing requirements for all registered employees have been satisfied.
Qualifications
Education level: Bachelor's Degree or higher
Legal and/or Compliance experience preferred
Must be highly organized, detailed oriented, and comfortable working both independently and within a team
environment
Must be self-motivated, driven, proactive, and possess strong communication and analytical skills
Must be able to manage multiple tasks and prioritize workflow with minimal supervision
Familiar with Microsoft platform tools (Excel, PowerPoint, etc.)
Job Types: Contract, Full-time
Pay: $22.00 - $25.00 per hour
Schedule:
- 8 hour shift
- Monday to Friday
Ability to commute/relocate:
- Baltimore, MD: Reliably commute or planning to relocate before starting work (Required)
Work Location: One location
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